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Railway Ground Hazard Risk Management · Part VI · Geotechnical Analysis
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Chapter 11 — Foundation Engineering: Bearing Capacity

Foundation bearing capacity governs the structural adequacy of every load-transfer element in railroad infrastructure — bridge abutments and piers, signal equipment…
Authors: Daniel P. Colwell and Mario Ruel

Railroad Geotechnical Services Manual | Primary Source: USACE EM 1110-1-1804 All equations and parameters expressed in English (Imperial) units throughout.

Apps for this Chapter4

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Analytical Tools for this Chapter13

Calculators and workbook tools from the Benesch Geotechnical Analysis Suite that support this chapter: 11 interactive calculators and 2 workbook guides. Each one is also placed inside the section it supports, in an orange tools strip.

SFBearing Capacity — AASHTO LRFDUsed in 11.2 Shallow Foundation Bearing Capacity — Vesić General EquationCalculator ▸Guide
SFBearing Capacity — Terzaghi & VesićUsed in 11.2 Shallow Foundation Bearing Capacity — Vesić General EquationCalculator ▸Guide
SFFooting on SlopeUsed in 11.2 Shallow Foundation Bearing Capacity — Vesić General EquationCalculator ▸Guide
SFRock — Shallow FoundationsUsed in 11.2 Shallow Foundation Bearing Capacity — Vesić General EquationCalculator ▸Guide
SFMachine Foundation Design & Dynamic Soil PropertiesUsed in 11.2 Shallow Foundation Bearing Capacity — Vesić General EquationCalculator ▸Guide
DFDrilled Shaft Design — Soils, LRFD (AASHTO 2018)Used in 11.5 Deep Foundation Bearing CapacityCalculator ▸Guide
DFRock-Socket Drilled Shaft DesignUsed in 11.5 Deep Foundation Bearing CapacityCalculator ▸Guide
DFPipe Pile API AnalysisUsed in 11.5 Deep Foundation Bearing CapacityCalculator ▸Guide
DFPile Length — LRFD Modified IDOT/ENR FormulaUsed in 11.5 Deep Foundation Bearing CapacityCalculator ▸Guide
DFPile Driving with DowndragUsed in 11.5 Deep Foundation Bearing CapacityCalculator ▸Guide
DFLPILE Lateral p-y MultiplierpreliminaryUsed in 11.6 Pile Group EfficiencyCalculator ▸Guide
DFAuger Cast Pile Design — ASD (GEC 8)Used in 11.5 Deep Foundation Bearing Capacityguide onlyGuide
DFBroms Method — Lateral PileUsed in 11.6 Pile Group Efficiencyguide onlyGuide

Tools open on dirtbert.com and need the Benesch sign-in. Drafts pending Benesch final review, not for use in design.

Reference Graphics
Executive Summary

Foundation bearing capacity governs the structural adequacy of every load-transfer element in railroad infrastructure — bridge abutments and piers, signal equipment foundations, grade crossing slabs, retaining wall footings, building slabs at intermodal yards, and pile-supported overhead structures. This chapter develops the complete bearing capacity framework for shallow and deep foundations under railroad loading, applying the Vesić generalized bearing capacity equation to strip, rectangular, and circular footings; eccentric and inclined loading from longitudinal braking and lateral wind; and pile capacity by the α-method (cohesive soils), β-method (cohesionless soils), and Meyerhof SPT-based method. Cooper E-80 live loads with client-specific dynamic amplification factors are translated into equivalent static foundation pressures. Worked examples address a spread footing under an NSRR bridge abutment, a drilled shaft at a BNSF bridge pier, and a pile group at a UPRR intermodal crane rail. All nine railroad clients impose unique requirements for minimum factors of safety, pile type preferences, and structural review coordination; these are integrated throughout. Cross-references are provided to Chapter 12 (Settlement Analysis), Chapter 13 (Slope Stability), Chapter 14 (Seismic/Liquefaction), and Chapter 2 (Railroad Track Subgrade).

Empirical Equations — Use and Limitations

The correlations below are used or referenced in this chapter. Each is a statistical fit to a particular data set, so a value from one is an estimate: it applies only within the materials and ranges stated, carries the scatter of the original data, and must be confirmed by site-specific testing or calibration before it is relied on for design.

When an equation is used, note it with the result: give the equation ID and source, state that the soil or rock is within its range of applicability, mark the value as correlated (not tested), and record the limitation that governs. The Empirical Equations & Correlations reference has every entry with its full references.

Referenced in this chapter

IS-01SPT energy & procedure correctionN₆₀
N60 = Nm · CE · CB · CS · CR
CE = ERm / 60

Variables. Nm = field blow count; ERm = measured hammer energy ratio (%); CB = borehole diameter (1.0 for 65–115 mm, 1.05 for 150 mm, 1.15 for 200 mm); CS = sampler (1.0 standard, 1.1–1.3 liner-less); CR = rod length (0.75 <3 m; 0.8 3–4 m; 0.85 4–6 m; 0.95 6–10 m; 1.0 >10 m)

Use. All soils tested by SPT (ASTM D1586). Normalizes blow count to 60% of theoretical free-fall energy, the basis for most U.S. correlations.

Limitations. CE ranges ~0.5–1.6 depending on hammer type; use measured energy (ASTM D4633) where available. Rod-length factor ranges differ between Skempton (1986) and Youd et al. (2001).

Source. Skempton 1986; Youd et al. 2001 · In this chapter: 11.11, 11.13 · Full entry and references

Also applicable to this chapter

IS-04Friction angle of sand from SPT (Schmertmann form)φ'
φ' = tan−1 [ N60 / (12.2 + 20.3 · σ'v0/Pa) ]0.34

Variables. φ' = peak drained triaxial friction angle

Use. Clean, uncemented quartz sands. Curve fit to Schmertmann's (1975) chart.

Limitations. Underpredicts in gravels, overpredicts in silty/micaceous sands. Do not use in clays or cemented soils.

Source. Kulhawy & Mayne 1990 (after Schmertmann 1975) · Full entry and references

IS-05Friction angle of sand from SPT (Peck–Hanson–Thornburn)φ'
φ' = 27.1 + 0.3 (N1)60 − 0.00054 [(N1)60]2   (degrees)

Variables. (N1)60 from IS-02

Use. Granular soils; regression of the Peck, Hanson & Thornburn (1974) chart. Common in U.S. DOT practice.

Limitations. Conservative for dense sands. Not valid beyond chart range (~N > 50).

Source. Wolff 1989 (fit to Peck et al. 1974) · Full entry and references

IS-06Friction angle of sand from SPT (Hatanaka & Uchida)φ'
φ' = (20 · N1)0.5 + 20   (degrees)

Variables. N1 = N normalized to 98 kPa, Japanese energy (~78% ER in original study)

Use. Based on high-quality (frozen) undisturbed samples of Holocene and Pleistocene sands; N1 ≈ 3–40.

Limitations. Convert energy basis before using U.S. N60. Scatter about ±3°.

Source. Hatanaka & Uchida 1996 · Full entry and references

IS-07Undrained shear strength of clay from SPTSᵤ
Su = f1 · N60
f1 ≈ 4.4 kPa (range ~4–6 kPa; higher for low PI)

Variables. f1 varies with plasticity index

Use. Insensitive, overconsolidated clays and weak rocks (U.K. data); PI ≈ 15–65%.

Limitations. Very large scatter; not reliable in soft or sensitive clays where N is very low. Use CPT, vane, or lab tests for design Su.

Source. Stroud 1974 · Full entry and references

IS-14Undrained shear strength from CPTSᵤ
Su = (qt − σv0) / Nkt

Variables. Nkt = empirical cone factor, typically 10–20 (average ≈ 14); decreases with increasing Bq

Use. Fine-grained soils penetrated undrained (Ic > ~2.6).

Limitations. Nkt depends on reference test (vane, CIUC, DSS) and plasticity; calibrate locally. Use Nkt toward upper end for conservative Su.

Source. Lunne et al. 1997 · Full entry and references

IS-15Friction angle of sand from CPTφ'
φ' = 17.6 + 11.0 · log [ (qt/Pa) / (σ'v0/Pa)0.5 ]

Variables. Bracketed term = Qt1 (normalized tip resistance)

Use. Clean, unaged, uncemented quartz sands; based on calibration chamber data.

Limitations. Overpredicts in compressible (carbonate, micaceous) sands; underpredicts in aged/cemented sands.

Source. Kulhawy & Mayne 1990 · Full entry and references

RK-07Generalized Hoek–Brown criterionm_b, s, a
σ'1 = σ'3 + σci (mb σ'3/σci + s)a
mb = mi · exp[(GSI − 100)/(28 − 14D)]
s = exp[(GSI − 100)/(9 − 3D)]
a = 1/2 + 1/6 (e−GSI/15 − e−20/3)

Variables. σci = intact UCS; mi = intact rock constant; D = disturbance factor (0 undisturbed – 1 heavily blasted)

Use. Isotropic, heavily jointed rock masses (4+ joint sets) or intact rock.

Limitations. Not for rock masses where failure is controlled by one or two discrete discontinuity sets; use structural (kinematic) analysis there. D strongly affects results in slopes.

Source. Hoek et al. 2002 · Full entry and references

11.1 Background and Railroad Context

Foundations for railroad structures must support not only static dead loads but also highly dynamic live loads, impact, braking, and lateral forces that are unique to rail operations. Cooper E-80 loading — 80 kips per axle for the locomotive and 80 kips per axle for the tender — remains the standard design live load for Class I structures per AREMA MRE Chapter 8. Dynamic load factors (DLF) applied to axle loads before distribution to foundation elements range from 1.20 for slow-speed industrial trackage (G&W Engineering Bulletins, EB-2021) to 1.50 for high-speed Amtrak NEC operations (Amtrak Engineering Standards, ES-B-2023).

Each railroad client imposes specific foundation design requirements beyond AREMA MRE minima:

  • CSXT ES: Requires minimum FS = 3.0 for shallow foundations on cohesive soils; pile load tests per ASTM D 1143 at every bridge replacement project.
  • NSR ESM: Mandates submission of foundation calculations to the NSR Bridge Engineering group for independent structural review; prefers drilled shafts (CIDH piles) at stream crossings.
  • G&W EB: Relies on spread footings for low-speed siding and yard structures; accepts FS = 2.5 for non-critical foundations with thorough geotechnical investigation.
  • UPRR EIM: Requires driven H-piles or steel pipe piles for intermodal crane foundations; wave equation analysis (WEAP) is mandatory for all driven piles.
  • BNSF EI: Mandates driven pile designs for all bridge replacements on the main line; pile tip elevations must be confirmed by dynamic load testing (CAPWAP).
  • CPKC TS: Pile designs must account for seasonal freeze-thaw depth and permafrost in northern Manitoba/Saskatchewan operations; frost penetration depths exceed 8 ft.
  • Amtrak ES: Foundation designs on the NEC must address extremely limited access windows (track possessions of 4–6 hours); micropiles are favored for underpinning of existing structures.
  • CN ES: Requires geotechnical reports in bilingual format; foundation designs for grade separations must meet Transport Canada structural clearance requirements.
  • FRA TSS (49 CFR Part 213): Establishes geometry tolerances at the track level; differential settlement between adjacent foundations is the critical link between bearing capacity calculations and FRA compliance.

Our role as consultants is to deliver foundation designs that satisfy both structural adequacy (FS against failure) and serviceability (settlement limits per Chapter 12), calibrated to each client's operational environment and proprietary standards.

Reference graphics

Basic Foundation Components
Basic Foundation Components
Types of Foundations
Types of Foundations

Reference graphics · click to zoom

Soil Bearing Capacity
Soil Bearing Capacity
Raft Foundation
Raft Foundation
Strap Footing
Strap Footing
Wall Footing
Wall Footing

Bearing capacity of the track itself

Selig and Waters compare two ways to model the track as a footing:

  • A single tie punching into the granular layer, with B ≈ 9 in..
  • The whole track acting as a continuous strip footing, with B = 8.5 ft.

The strip-footing case gives a much lower capacity and governs. Capacity rises with granular depth H.

Slope-stability approach. A method-of-slices analysis is a conservative, two-dimensional check. The book applies a design load of 4,880 psf over the 8.5-ft tie length. A loaded 100-ton car is equivalent to about 1,400 psf, roughly 30% of that design load. An analysis FS of 1.0 therefore means the car is at about 30% of the failure load. The book treats that as the upper limit for avoiding large plastic deformation under repeated loading. At an analysis FS of about 0.3, expect massive failure.

Table 11-SW1. Analysis FS for track on flat subgrade with 24 in. of granular layer (φ = 42°, 135 pcf)
Subgrade strengthAnalysis FS (target ≥ 1.0)
c = 0, φ = 30°≈ 1.1
c = 1,000 psf, φ = 0≈ 1.1
c = 1,500 psf1.6
c = 2,000 psf2.1
c = 3,000 psf3.0

FS is roughly linear in c and in φ. A cut section gives about the same FS as flat ground. Embankments give lower values, with up to about a 30% reduction at a 1:1 (45°) side slope with a narrow shoulder. On an embankment the critical surface is deeper.

After Selig & Waters (1994), ch. 10. Full reference under Supplemental Sources.

11.2 Shallow Foundation Bearing Capacity — Vesić General Equation
11.2.1 General Bearing Capacity Equation

The Vesić (1973) generalization of Terzaghi's original equation is the standard for computing ultimate unit bearing capacity q_ult for shallow foundations:

Reference graphics

Bearing Capacity
Bearing Capacity
Bearing Capacity Determination
Bearing Capacity Determination
Equation 11-1 — Vesić General Bearing Capacity:

q_ult = c · Nc · Fcs · Fcd · Fci

+ q · Nq · Fqs · Fqd · Fqi

+ 0.5 · γ · B · Nγ · Fγs · Fγd · Fγi

Where:

  • c = cohesion intercept (psf)
  • q = effective overburden pressure at footing base = γ · D_f (psf); D_f = embedment depth (ft)
  • γ = effective unit weight of soil below footing base (pcf)
  • B = footing width (ft)
  • N_c, N_q, N_γ = dimensionless bearing capacity factors (function of φ')
  • F_cs, F_qs, F_γs = shape correction factors
  • F_cd, F_qd, F_γd = depth correction factors
  • F_ci, F_qi, F_γi = inclination correction factors
Equation 11-2 — Bearing Capacity Factors (Vesić):

Nq = e^(π·tan φ') · tan²(45 + φ'/2)

Nc = (Nq − 1) · cot φ' (use Nc = 5.14 when φ' = 0)

Nγ = 2(Nq + 1) · tan φ'

Table 11-1 — Bearing Capacity Factors vs. Friction Angle
φ' (°)N_cN_qN_γTypical Soil Description
05.141.000.00Soft–medium clay (UU condition)
56.491.570.45Soft clay with minor sand
108.352.471.22Silty clay
1510.983.942.65Stiff clayey silt
2014.836.405.39Dense silt, loose sand
2520.7210.6610.88Medium-dense sand
3030.1418.4022.40Dense sand, gravel-sand
3546.1233.3048.03Dense gravel
4075.3164.20109.4Very dense gravel
45133.9134.9271.8Dense rock fill
11.2.2 Shape Correction Factors

For a rectangular footing of width B and length L (L ≥ B):

Equation 11-3 — Shape Factors:

Fcs = 1 + (B/L)(Nq/Nc)

Fqs = 1 + (B/L) tan φ'

Fγs = 1 − 0.4(B/L)

For a strip footing: B/L → 0, so F_cs = F_qs = F_γs = 1.0. For a circular footing (B = L): B/L = 1.0.

11.2.3 Depth Correction Factors

No additional content.

Equation 11-4 — Depth Factors (Df/B ≤ 1):

Fcd = 1 + 0.4(Df/B)

Fqd = 1 + 2·tan φ'·(1 − sin φ')²·(Df/B)

Fγd = 1.0

For D_f/B > 1, replace D_f/B with arctan(D_f/B) in radians in the F_qd expression.

11.2.4 Inclination Correction Factors

For a resultant load inclined at angle β from vertical (due to braking or wind forces):

Equation 11-5 — Inclination Factors:

Fci = Fqi = (1 − β/90)²

Fγi = (1 − β/φ')²

β is in degrees. For purely vertical loading, β = 0 and all inclination factors = 1.0.

11.2.5 Allowable Bearing Capacity

No additional content.

Reference graphics

Foundation Design
Foundation Design

Reference graphics · click to zoom

Safe Bearing Capacity (SBC) Calculation
Safe Bearing Capacity (SBC) Calculation
Equation 11-6 — Allowable Bearing Pressure:

q_allow = (q_ult − q) / FS + q

Where q = surcharge at footing base; FS = factor of safety (typically 3.0 for railroad structures with limited investigation; 2.5 with comprehensive investigation per G&W EB).

The net allowable bearing pressure is:

q_net,allow = (q_ult − q) / FS

For railroad bridge abutments, CSXT ES and NSR ESM require FS ≥ 3.0. For yard and siding structures, G&W EB permits FS = 2.5 with borings at every foundation location.

Supplemental reference · LEVI Library

Two special cases common on railroad property

Strong layer over weak layer. A compacted ballast/subballast section or desiccated crust over soft clay is the typical railroad profile, and the Vesić equation (which assumes one homogeneous soil) overestimates capacity there. Das presents the Meyerhof and Hanna (1978) method: when the strong layer thickness H is small relative to B, the footing punches through the top layer (resisted by adhesion and passive force on vertical planes below the footing edges) and then fails the lower layer in general shear:

qu = qb + 2(Ca + Pp sin δ′)/B − γ1H  ≤  qt (capacity of the top layer alone)

where qb is the bearing capacity of the weaker layer and Ca = c′aH is the adhesion force. If H is large, the failure surface stays in the top layer and qt governs. For signal and equipment foundations on a thin working platform over soft subgrade, check this mechanism.

Footing at the top of a slope. Signal masts, catenary poles and bridge abutments often sit on or near an embankment crest. Meyerhof (1957) gives qu = c′Ncq + ½γBNγq, with Ncq and Nγq charted against slope angle, footing setback b/B, embedment Df/B and, for clay, the stability number Ns = γH/cu. Capacity increases with setback distance (Das charts b/B from 0 to about 6); a footing right at the crest can have a small fraction of its level-ground capacity. Always follow with a global slope stability check (Chapter 13).

Source: Das, B. M. Principles of Foundation Engineering. Cengage Learning

Supplemental reference · LEVI Library

Presumptive allowable bearing pressures for preliminary sizing

For signal houses, small culvert headwalls and other minor railroad structures — or to sanity-check a Vesić result — NAVFAC DM-7.02 (Table 1) gives presumptive allowable pressures intended to provide adequate safety against failure and avoid detrimental settlement of individual footings:

Table 11-S1. Presumptive allowable bearing pressure, tsf (NAVFAC DM-7.02, Table 1, abridged)

Bearing materialConsistencyRangeRecommended
Massive crystalline igneous/metamorphic rock (granite, basalt, gneiss)Hard, sound60–10080
Foliated metamorphic rock (slate, schist)Medium hard, sound30–4035
Hard cemented shale, siltstone, sandstone, limestone without cavitiesMedium hard, sound15–2520
Weathered or broken bedrock (RQD < 25), except argillaceousSoft rock8–1210
Compaction shale / argillaceous rock, soundSoft rock8–1210
Glacial till, hardpan (GW-GC, GC, SC)Very compact8–1210
Gravel, gravel–sand (GW, GP, SW, SP)Very compact / medium / loose6–10 / 4–7 / 2–67 / 5 / 3
Coarse to medium sand (SW, SP)Very compact / medium / loose4–6 / 2–4 / 1–34 / 3 / 1.5
Fine to medium sand, silty or clayey sand (SW, SM, SC)Very compact / medium / loose3–5 / 2–4 / 1–23 / 2.5 / 1.5
Inorganic clay (CL, CH)Very stiff–hard / medium–stiff / soft3–6 / 1–3 / 0.5–14 / 2 / 0.5
Inorganic silt, varved silt-clay-fine sandVery stiff–hard / medium–stiff / soft2–4 / 1–3 / 0.5–13 / 1.5 / 0.5

NAVFAC’s notes matter for railroad use: controlled compacted fill takes the value of the equivalent natural soil; organic soil and uncompacted fill (common in old railroad embankments) must be investigated case by case; on compressible fine-grained soil, settlement generally governs; and a rock value may never exceed the intact UCS. Transient wind or earthquake loads may increase the pressure by up to one-third. Presumptive values are not a substitute for analysis where differential settlement matters, soils are soft, or groundwater is shallow.

Source: Naval Facilities Engineering Command (1986). Foundations and Earth Structures, Design Manual 7.02 (NAVFAC DM-7.02)

Supplemental reference · LEVI Library

Footings on rock: failure mode depends on the joints

USACE EM 1110-1-2908 notes that rock foundation design is usually controlled by settlement, sliding or overturning, but bearing must still be checked, and the failure mode depends on joint spacing S relative to footing width B, joint orientation and condition (Figure 11-S1):

  • Intact rock (S > 4–5B): local shear in brittle rock (slip surfaces stay in the rock) or general wedge failure in ductile rock.
  • Steep, closely spaced, open joints: columns fail in unconfined compression — qult = 2c·tan(45° + φ/2), i.e., roughly the rock-mass UCS.
  • Steep, closely spaced, tight joints: general shear.
  • Steep joints spaced wider than B: splitting that progresses to general shear.
  • Joints dipping 20–70°: general shear, with a joint likely forming one face of the wedge.
  • Layered or fractured rock: punching or flexure of a stiff layer over a weak one, or general shear of a heavily fractured mass treated like soil.

For non-strip footings EM 1110-1-2908 applies Sowers’ shape corrections: Nc × 1.2 (circular), 1.25 (square), 1.12 (L/B = 2), 1.05 (L/B = 5); Nγ × 0.70, 0.85, 0.90, 0.95 respectively. Because rock masses usually have a large margin, USACE recommends starting from lower-bound c and φ.

Source: U.S. Army Corps of Engineers (1994). Rock Foundations. EM 1110-1-2908

Supplemental figures · LEVI Library
Typical bearing capacity failure modes for foundations on intact, jointed, layered and fractured rock (modified from Sowers, 1979, and Kulhawy &amp; Goodman, 1980).
Supplemental Figure 11-S1. Typical bearing capacity failure modes for foundations on intact, jointed, layered and fractured rock (modified from Sowers, 1979, and Kulhawy & Goodman, 1980). Source: U.S. Army Corps of Engineers (1994). Rock Foundations. EM 1110-1-2908, p. 6-2.
11.3 Eccentric Loading — Effective Footing Dimensions

Railroad abutment footings routinely carry eccentric loads due to moment from earth pressure, live load surcharge, and longitudinal braking. The effective area method (Meyerhof 1953) reduces the footing dimensions to eliminate tension:

Reference graphics

Design of Isolated Footing
Design of Isolated Footing
Isolated Footing
Isolated Footing
Column Load Distribution
Column Load Distribution
Equation 11-7 — Effective Dimensions:

B' = B − 2·e_B

L' = L − 2·e_L

Where e_B = M_B / P and e_L = M_L / P are eccentricities (ft) computed from resultant moments about the footing centroid. AREMA MRE Chapter 8 requires that the resultant fall within the middle third of the footing (e ≤ B/6) for unfactored loading.

Bearing capacity calculations use B' and L' in all equations; settlement analysis (Chapter 12) uses the full B and L for stress distribution.

11.4 Cooper E-80 Load Application to Shallow Foundations

The Cooper E-80 equivalent uniform load is commonly taken as 4,000 psf on the rail seat area for bridge abutment backwall pressure analysis. For footing design, the geotechnical engineer converts the wheel load train to a resultant foundation reaction:

Reference graphics

Track Load Transfer
Track Load Transfer
Equation 11-8 — Design Foundation Pressure:

P_design = (DL + LL·DLF) / A_footing

Where:

  • DL = dead load from structure (kips)
  • LL = live load reaction from Cooper E-80 analysis (kips)
  • DLF = dynamic load factor (1.20 for Class 3–4 freight; 1.30 for Class 5–6; 1.50 for Amtrak NEC)
  • A_footing = footing area (ft²)

Typical Cooper E-80 bridge seat reactions for a 60-ft simple span are 320–380 kips per bearing. With DLF = 1.30 (BNSF EI main-line default), the dynamic-factored reaction is 416–494 kips per bearing.

Measured contact pressure under a tie

The usual simplification treats the tie as a beam overhanging both rails, with a uniform ballast pressure over a length 2·ℓexc under each rail. Field measurements (ORE, 1973) show a different distribution: pressure concentrated under the rail seats, falling to about a quarter of the peak at the tie center (Figure 11-12). The peak pressure is given empirically by:

σ = P / [ α · ( L/2 + 3·ℓexc/2 ) ]

where P = axle load (2 × wheel load), α = tie width, L = tie length and ℓexc = distance from tie end to rail seat. For an E-80 or heavy-axle check of ballast and subballast bearing, this measured shape is a better basis for the pressure under the rail seat than a uniform average over the whole tie.

Figures · click to zoom

Figure 11-11. Simplified tie model: point wheel loads Q and uniform pressure over 2·ℓexc under each rail. Profillidis Fig. 11.10.
Figure 11-11. Simplified tie model: point wheel loads Q and uniform pressure over 2·ℓexc under each rail. Profillidis Fig. 11.10.
Figure 11-12. Measured pressure distribution under a tie, with peak σ under the rail seats and σ/4 at mid-tie. Profillidis Fig. 11.11.
Figure 11-12. Measured pressure distribution under a tie, with peak σ under the rail seats and σ/4 at mid-tie. Profillidis Fig. 11.11.

After Profillidis (2014), §11.8, Eq. 11.1, Figs. 11.10–11.11; after ORE D71 (1973). Full reference under Supplemental Sources.

11.5 Deep Foundation Bearing Capacity

Reference graphics

Deep Foundations
Deep Foundations
Pile Foundations
Pile Foundations
Types of Pile
Types of Pile
Micropile drilling under limited headroom
Micropile drilling under limited headroom

Reference graphics · click to zoom

Rock-Socketed Piles
Rock-Socketed Piles
Pile Load Test
Pile Load Test
11.5.1 Pile Capacity Components

Total pile capacity Q_ult is the sum of side friction Q_s and tip resistance Q_p:

Reference graphics

Combined End-bearing and Friction Pile
Combined End-bearing and Friction Pile
Spread Footing vs Pile Load Transfer
Spread Footing vs Pile Load Transfer
Equation 11-9 — Total Pile Capacity:

Q_ult = Q_s + Q_p = Σ(f_s · A_s) + q_p · A_tip

Where:

  • f_s = unit skin friction over each layer (psf)
  • A_s = pile surface area over each layer (ft²)
  • q_p = unit tip resistance (psf)
  • A_tip = pile tip area (ft²)

Allowable pile capacity:

Q_allow = Q_ult / FS

UPRR EIM specifies FS = 2.5 with static load test confirmation; FS = 3.0 without load testing. BNSF EI specifies FS = 2.5 with CAPWAP; FS = 3.5 without dynamic testing.

6.5.2 α-Method (Cohesive Soils)

The α-method (API RP 2A) computes unit skin friction in cohesive soils as a fraction of undrained shear strength:

Reference graphics

Friction Pile
Friction Pile
Pile Skin Friction Calculation
Pile Skin Friction Calculation
Equation 11-10 — α-Method Skin Friction:

f_s = α · su

Equation 11-11 — α Factor (API):

α = 0.5 · ψ^(−0.5) when ψ ≤ 1.0

α = 0.5 · ψ^(−0.25) when ψ > 1.0

Where ψ = s_u / σ'_v (undrained strength ratio). For railroad bridge piles in typical alluvial clay (s_u = 800–1,200 psf; σ'_v = 1,500–2,500 psf), ψ ≈ 0.4–0.6 and α ≈ 0.65–0.79.

Unit tip resistance for closed-end pipe piles in clay:

q_p = 9 · su (at pile tip)

6.5.3 β-Method (Cohesionless Soils)

In cohesionless soils, skin friction is computed as a fraction of the effective overburden stress:

Reference graphics

Driven Pile
Driven Pile
Equation 11-12 — β-Method Skin Friction:

f_s = β · σ'_v

Equation 11-13 — β Factor:

β = K · tan(δ)

Where:

  • K = lateral earth pressure coefficient ≈ K_0 = 1 − sin φ' for normally consolidated sand (1.2–1.8 for driven piles due to densification)
  • δ = pile-soil interface friction angle ≈ 0.8φ' for steel H-piles; 0.9φ' for concrete piles; δ = φ' for rough concrete

Typical β values: 0.25–0.40 for steel H-piles in medium-dense sand. UPRR EIM uses β = 0.30 as a default for HP14×117 piles in alluvial sand without site-specific testing.

Unit tip resistance in cohesionless soils (Meyerhof):

Equation 11-14 — Pile Tip in Sand:

q_p = σ'_v · Nq* (limited to 1.0 ton/ft² × Nq* ≤ q_p,lim)

Nq* = bearing capacity factor for pile tip (Vesić table, typically 50–80 for dense sand, φ' = 35–40°). Limiting tip resistance for driven piles in sand is typically capped at 100–150 tsf per AREMA MRE Chapter 7.

11.5.4 Meyerhof SPT-Based Method

For driven displacement piles, the Meyerhof (1976) empirical method using corrected SPT blow counts is widely used for preliminary designs and for G&W and regional railroad projects where detailed lab testing is not available:

Reference graphics

End Bearing Pile
End Bearing Pile
Equation 11-15 — Meyerhof Skin Friction (Sand):

f_s = 0.02 · N60 (tsf)

Equation 11-16 — Meyerhof Tip Resistance (Sand):

q_p = 0.4 · N60 · (Db/B) ≤ 4·N60 (tsf)

Where:

  • N_60 = SPT blow count corrected for hammer energy (blows/ft)
  • D_b = depth of pile tip below top of bearing stratum (ft)
  • B = pile width or diameter (ft)

For piles in clay, Meyerhof recommends:

f_s = su/500 (tsf)

q_p = 9·su/2000 (tsf)

Where s_u is in psf. These empirical correlations are suitable for preliminary design and contractor quantity estimates; CSXT ES and NSR ESM require verification by static or high-strain dynamic load testing.

Supplemental reference · LEVI Library

Factor of safety tied to construction control (FHWA)

Client-specific safety factors in Section 11.5.1 are consistent with FHWA practice, which links the factor of safety for driven piles to the field verification method:

Table 11-S2. Recommended FS by construction control method (FHWA NHI-05-042, Table 9-1)

Construction control methodFS
Static load test (ASTM D1143) with wave equation analysis2.00
Dynamic testing (ASTM D4945) with wave equation analysis2.25
Indicator piles with wave equation analysis2.50
Wave equation analysis only2.75
Gates dynamic formula3.50

Only resistance from layers that give long-term support counts toward the design load: exclude shaft resistance in soil that can scour in the design flood and in soft compressible layers. Those layers still resist driving, so the driving resistance the hammer must overcome is larger than the design capacity — a frequent source of under-sized hammers at railroad stream crossings.

Setup and relaxation

Table 11-S3. Soil setup factors (Rausche et al., 1996, in FHWA NHI-05-042, Table 9-20)

Predominant soil along shaftRangeRecommended
Clay1.2–5.52.0
Silt–clay1.0–2.01.0
Silt1.5–5.01.5
Sand–clay1.0–6.01.5
Sand–silt1.2–2.01.2
Fine sand1.2–2.01.2
Sand0.8–2.01.0
Sand–gravel1.2–2.01.0

Setup factors should be confirmed with local experience and restrike testing. The opposite effect, relaxation, occurs in dense saturated fine sands and non-cohesive silts (dilation and temporary suction at the toe) and in some laminated shales (release of locked-in horizontal stress). Where relaxation is possible, capacity must be verified by restrike or load test after pore pressures equilibrate, not at end of driving.

Source: Hannigan, P. J., Goble, G. G., Likins, G. E. and Rausche, F. (2006). Design and Construction of Driven Pile Foundations, Vol. I. FHWA NHI-05-042

Underpinning track: micropiles and screw piles

Where soft ground is too deep to remove economically, track load can be carried to competent soil on piles beneath a load-transfer platform. Micropiles are small-diameter drilled and grouted shafts. Screw piles are rotated in with a helix tip, need no excavation or grout, and can be installed from a rail-mounted rig, including in winter. At Lac la Biche Sub Mile 173.48, 68 piles of 18-in. diameter in two flights at 10° from vertical underpinned about 400 ft of track settling into peat.

Figures · click to zoom

Figure 11-13. Pile foundation with a load-transfer platform spreading load into denser soil.
Figure 11-13. Pile foundation with a load-transfer platform spreading load into denser soil.
Figure 11-14. Screw-pile installation from a rail-mounted rig in winter.
Figure 11-14. Screw-pile installation from a rail-mounted rig in winter.
Figure 11-15. Screw-pile helix plate.
Figure 11-15. Screw-pile helix plate.
Figure 11-16. Pile installation equipment at Lac la Biche.
Figure 11-16. Pile installation equipment at Lac la Biche.

After Geotechnology for Railroaders Program, Module 6.2; §05. Full reference under Supplemental Sources.

11.6 Pile Group Efficiency

When piles are installed in a group, the group capacity may be less than the sum of individual pile capacities due to stress overlap. The group efficiency factor η is:

Reference graphics

Pile Foundation vs Raft Foundation
Pile Foundation vs Raft Foundation
Equation 11-17 — Group Efficiency (Converse-Labarre):

η = 1 − θ · [(n−1)·m + (m−1)·n] / (90 · m · n)

Where:

  • θ = arctan(D/S) in degrees; D = pile diameter (ft); S = center-to-center spacing (ft)
  • m = number of columns; n = number of rows

AREMA MRE Chapter 7 requires center-to-center pile spacing of at least 2.5 pile diameters for driven piles and 3.0 diameters for drilled shafts. At S = 3D for driven piles (common for BNSF bridge pile groups), η ≈ 0.72–0.82.

For cohesive soils, the block failure mode must also be checked: the lesser of the group efficiency method and the block failure capacity controls.

Equation 11-18 — Block Failure Capacity:

Q_block = 2·D_g·(B_g + L_g)·su,avg + Nc·su,tip·B_g·L_g

Where:

  • D_g = pile group embedment depth (ft)
  • B_g, L_g = block perimeter dimensions (ft)
  • N_c = 5.14 for square block; adjust for elongated groups
  • s_u,avg = average undrained strength along pile perimeter (psf)
  • s_u,tip = undrained strength at pile tip elevation (psf)
11.7 Uplift Capacity

Tension forces from wind uplift, seismic uplift, and locomotive-induced overturning at signal mast foundations must be checked. Net uplift capacity for a single pile:

Reference graphics

Micropile applications — foundation support, retrofit, slopes, retention
Micropile applications — foundation support, retrofit, slopes, retention
Equation 11-19 — Pile Uplift Capacity:

Q_ult,tension = Σ(f_s · As) + W_pile

Skin friction in tension is typically reduced to 75–80% of the compression value for driven piles (FHWA GEC No. 12). For CPKC and CN pile foundations in frost-susceptible soils, the adhesion of frozen soils to the pile during spring thaw can impose significant upward force ("frost heave uplift") that is distinct from structural uplift — a separate check is required per CN ES Chapter 5.

11.8 Representative Data Tables
Table 11-2 — Typical Bearing Capacity Values by Soil Type (English Units)
Soil Type (USCS)Consistency/Densitys_u or φ'q_allow Shallow Fdn (tsf)Railroad Application
CH (Fat Clay)Very softs_u = 250–500 psf0.25–0.50Avoid; use piles — CSXT coastal GA
CL (Lean Clay)Softs_u = 500–1,000 psf0.5–1.0Siding footings minimum 3 ft embed.
CLStiffs_u = 1,000–2,000 psf1.0–2.0Bridge abutment footings — NSR
CL/MLVery stiffs_u = 2,000–4,000 psf2.0–4.0Grade crossing slabs — G&W
SM (Silty Sand)Looseφ' = 28–32°1.0–1.5Use piles for bridge loads — BNSF
SP (Poorly Graded Sand)Medium denseφ' = 32–36°1.5–2.5Signal foundations — UPRR
SW/GWDenseφ' = 36–40°2.5–4.5Intermodal crane footings — UPRR
GW (Well-graded Gravel)Very denseφ' = 40–45°4.5–7.0Mainline bridge piers — CPKC
CL over bedrockStiff clay capMixed1.5–3.0 w/ piles to rockNSR Appalachians
Limestone/SandstoneCompetent rockRQD > 50%10–50+BNSF/UPRR bridge piers
Table 11-3 — Pile Type Selection Guide by Railroad Client
ClientPreferred Pile TypeMinimum FS (w/test)Minimum FS (no test)Wave Equation RequiredLoad Test Required
CSXTDriven concrete/pipe2.53.0Yes (WEAP)Every bridge replacement
NSRCIDH drilled shaft2.53.0N/A (drilled)At 5% of shafts
G&WHP steel piles2.53.0WEAP preferred≥1 per project
UPRRHP/pipe driven2.53.5Yes (WEAP)CAPWAP all piles
BNSFDriven pipe/HP2.53.5Yes (WEAP)CAPWAP ≥5%
CPKCDriven pipe2.53.0Yes (WEAP)≥1 per bridge
AmtrakMicropiles/CIDH2.02.5N/AAt every major rehab
CNDriven pipe2.53.0WEAP required≥1 per structure
FRA (all classes)Per AREMA Ch.72.5 min3.0 minAs applicablePer client
11.9 Figure Placeholders
  1. Figure 11-1: Vesić bearing capacity equation diagram — footing geometry, dimension notation, load inclination angle β.
  2. Figure 11-2: Bearing capacity factors N_c, N_q, N_γ vs. φ' chart (0° to 45°).
  3. Figure 11-3: Effective footing area reduction for eccentric loading — middle-third rule diagram.
  4. Figure 11-4: Shallow foundation depth criteria for railroad structures — cross-section showing D_f, seasonal frost depth, and scour potential.
  5. Figure 11-5: Pile capacity component diagram — skin friction distribution by layer and tip resistance.
  6. Figure 11-6: α vs. ψ relationship chart (API RP 2A).
  7. Figure 11-7: β-method stress diagram — K and δ on a typical soil profile.
  8. Figure 11-8: Pile group plan view — spacing geometry, block failure perimeter.
  9. Figure 11-9: Converse-Labarre efficiency vs. S/D ratio chart.
  10. Figure 11-10: Railroad bridge abutment foundation cross-section — Cooper E-80 load path from rail to footing.

Reference graphics

Plate Load Test Bearing Capacity Determination
Plate Load Test Bearing Capacity Determination
Bearing Capacity Determination
Bearing Capacity Determination
Foundation Settlement
Foundation Settlement
Pile Skin Friction Calculation
Pile Skin Friction Calculation
Pile Foundation Execution Inspection
Pile Foundation Execution Inspection
Why Are Some Foundation Piles Tested Until They Move
Why Are Some Foundation Piles Tested Until They Move
11.10 Worked Calculation Examples
Example 11.1 — Spread Footing for NSR Appalachian Bridge Abutment

Project context: Norfolk Southern bridge replacement on the Pocahontas District, WV. Stiff residual CL clay, φ' = 24°, c = 600 psf, γ = 117 pcf. Proposed footing: 8 ft × 12 ft, D_f = 4 ft. Dead load = 280 kips, Cooper E-80 live load reaction = 165 kips, DLF = 1.30. Moment from earth pressure = 420 kip-ft about the short axis. NSR ESM requires FS ≥ 3.0 and eccentricity check per AREMA Chapter 8.

Step 1 — Design load and eccentricity

LL_factored = 165 kips × 1.30 = 214.5 kips

P_total = 280 + 214.5 = 494.5 kips

e_B = M / P = 420 kip-ft / 494.5 kips = 0.849 ft

B/6 = 8/6 = 1.33 ft → e_B = 0.849 ft < 1.33 ft ✓ (within middle third)

Step 2 — Effective dimensions

B' = 8 − 2(0.849) = 6.30 ft

L' = 12 ft (no eccentricity along length)

Step 3 — Bearing capacity factors at φ' = 24°

Interpolating from Table 11-1 between 20° and 25°:

Nq = 6.40 + 0.8(10.66 − 6.40) = 9.81

Nc = (9.81 − 1) / tan(24°) = 8.81 / 0.445 = 19.80

Nγ = 2(9.81 + 1) × tan(24°) = 2(10.81)(0.445) = 9.62

Step 4 — Correction factors

B'/L' = 6.30/12 = 0.525

Shape:

Fcs = 1 + (0.525)(9.81/19.80) = 1 + 0.260 = 1.260

Fqs = 1 + (0.525) tan(24°) = 1 + 0.234 = 1.234

Fγs = 1 − 0.4(0.525) = 1 − 0.210 = 0.790

Depth (Df/B' = 4/6.30 = 0.635 < 1):

Fcd = 1 + 0.4(0.635) = 1.254

Fqd = 1 + 2·tan(24°)·(1 − sin24°)²·(0.635)

= 1 + 2(0.445)(0.344)²(0.635)

= 1 + 2(0.445)(0.118)(0.635)

= 1 + 0.0668 = 1.067

Fγd = 1.0

Inclination: vertical load → Fci = Fqi = Fγi = 1.0

Step 5 — Overburden pressure at footing base

q = γ · Df = 117 × 4 = 468 psf

Step 6 — Ultimate bearing capacity

q_ult = c·Nc·Fcs·Fcd + q·Nq·Fqs·Fqd + 0.5·γ·B'·Nγ·Fγs·Fγd

= 600(19.80)(1.260)(1.254) + 468(9.81)(1.234)(1.067)

+ 0.5(117)(6.30)(9.62)(0.790)(1.0)

= 600(31.28) + 468(12.91) + 0.5(117)(6.30)(7.60)

= 18,768 + 6,042 + 2,801

= 27,611 psf

Step 7 — Allowable bearing pressure

q_allow = (q_ult − q) / FS + q

= (27,611 − 468) / 3.0 + 468

= 27,143 / 3.0 + 468

= 9,048 + 468

= 9,516 psf = 4.76 tsf

Step 8 — Applied pressure check

A_eff = B' × L' = 6.30 × 12 = 75.6 ft²

q_applied = P_total / A_eff = 494,500 lb / 75.6 ft² = 6,541 psf = 3.27 tsf

FS_actual = (q_ult − q) / (q_applied − q)

= (27,611 − 468) / (6,541 − 468)

= 27,143 / 6,073

= 4.47 ≥ 3.0 ✓

Conclusion: The 8 ft × 12 ft footing at 4 ft embedment is adequate with FS = 4.47 against bearing failure. NSR ESM requires submission of these calculations to the Bridge Engineering group for independent review. Settlement analysis for this footing (Chapter 12) must verify that total settlement < 1.0 in. and differential settlement < 0.75 in. across the span to maintain FRA Class 4 geometry tolerances.

Example 11.2 — Driven H-Pile for BNSF Bridge Pier (β-Method)

Project context: BNSF Transcon main line, Kansas. Bridge pier replacement over seasonal stream. Soil profile: 0–15 ft fill (loose SM, φ' = 30°); 15–45 ft alluvial SP-SM (medium-dense, φ' = 35°, N₆₀ = 22 blows/ft); refusal on limestone at 45 ft. Use HP14×117 piles (area = 34.4 in², perimeter = 55.8 in = 4.65 ft). Pile tip at 43 ft (2 ft above rock). BNSF EI requires WEAP and CAPWAP.

Step 1 — Effective stress profile

Water table at 8 ft; γ_fill = 115 pcf; γ_SP-SM = 120 pcf; γ_w = 62.4 pcf:

At z = 15 ft (base of fill):

σ_v = 8(115) + 7(115 − 62.4) = 920 + 368 = 1,288 psf

σ'_v = 1,288 psf

At z = 43 ft (pile tip):

σ'_v = 1,288 + (43−15)(120 − 62.4) = 1,288 + 28(57.6) = 1,288 + 1,613 = 2,901 psf

Step 2 — β values by layer

For steel H-piles: δ = 0.8 × φ'

Fill (0–15 ft): φ' = 30°, K = 1.0 (driven pile densification), δ = 24°

β_fill = K·tan(δ) = 1.0 × tan(24°) = 0.445

SP-SM (15–43 ft): φ' = 35°, K = 1.2 (driven), δ = 28°

β_sand = 1.2 × tan(28°) = 1.2 × 0.532 = 0.638

Step 3 — Skin friction by layer

Pile perimeter = 4.65 ft

Fill layer (0–15 ft):

σ'_v,avg = (0 + 1,288) / 2 = 644 psf

f_s,fill = 0.445 × 644 = 286 psf

A_s,fill = 4.65 × 15 = 69.75 ft²

Q_s,fill = 286 × 69.75 = 19,948 lb = 19.9 kips

Sand layer (15–43 ft):

σ'_v,avg = (1,288 + 2,901) / 2 = 2,095 psf

f_s,sand = 0.638 × 2,095 = 1,337 psf

A_s,sand = 4.65 × 28 = 130.2 ft²

Q_s,sand = 1,337 × 130.2 = 174,017 lb = 174.0 kips

Step 4 — Tip resistance

Using Meyerhof Eq. 11-16 with N₆₀ = 22 in bearing sand, pile width B = 14 in = 1.167 ft, D_b = 28 ft (depth in SP-SM):

q_p = 0.4 × 22 × (28/1.167) = 0.4 × 22 × 24.0 = 211 tsf

but limited to 4 × N₆₀ = 4 × 22 = 88 tsf → governs

A_tip = 34.4 in² = 0.239 ft²

Q_p = 88 tsf × 2,000 lb/ton × 0.239 ft² = 42,064 lb = 42.1 kips

Step 5 — Total and allowable capacity

Q_ult = Q_s,fill + Q_s,sand + Q_p

= 19.9 + 174.0 + 42.1 = 236.0 kips

FS = 2.5 (with CAPWAP per BNSF EI)

Q_allow = 236.0 / 2.5 = 94.4 kips per pile

Step 6 — Design check

Cooper E-80 pier reaction for 80-ft simple spans (two-track bridge): ~800 kips total at pier.

Number of piles required = 800 / 94.4 = 8.47 → Use 9 piles (3×3 group)

Check group efficiency at 3D spacing (S = 3 × 14 in = 42 in = 3.5 ft):

m = n = 3; S = 3.5 ft; D = 1.167 ft

θ = arctan(1.167/3.5) = 18.4°

η = 1 − 18.4[(3−1)·3 + (3−1)·3] / (90 × 3 × 3)

= 1 − 18.4[12]/810

= 1 − 0.272 = 0.728

Q_group,allow = 9 × 94.4 × 0.728 = 618.8 kips < 800 kips

Group capacity is insufficient at 3D spacing. Increase to 4D spacing (S = 4.67 ft):

θ = arctan(1.167/4.67) = 14.0°

η = 1 − 14.0[12]/810 = 1 − 0.207 = 0.793

Q_group,allow = 9 × 94.4 × 0.793 = 673.7 kips < 800 kips (still low)

Design revision: Use 12-pile group (3×4) at 4D spacing:

θ = 14.0°; m = 3, n = 4

η = 1 − 14.0[(3−1)·4 + (4−1)·3] / (90·3·4)

= 1 − 14.0[8+9]/1080

= 1 − 14.0(17)/1080

= 1 − 0.220 = 0.780

Q_group = 12 × 94.4 × 0.780 = 883.5 kips > 800 kips ✓

Conclusion: A 12-pile group (3×4 arrangement) of HP14×117 piles at 4D center-to-center spacing provides Q_group,allow = 883.5 kips > 800 kips demand. BNSF EI requires WEAP analysis to establish refusal criteria and CAPWAP testing on a minimum of 5% of production piles. Pile tip elevations must be confirmed in the field; coordinate with BNSF Bridge Engineering per BNSF EI Section 3.4.

Example 11.3 — Drilled Shaft for UPRR Intermodal Crane Foundation

Project context: Union Pacific intermodal facility expansion, Dallas TX. Rubber-tired gantry (RTG) crane rail foundation. Design crane rail load = 180 kips per rail per axle, DLF = 1.20 (UPRR EIM). Proposed CIDH drilled shaft: 30 in. diameter, 35 ft deep. Soil: stiff CL, s_u = 1,800 psf (0–20 ft), very stiff CH, s_u = 3,200 psf (20–35 ft). UPRR EIM specifies α-method with FS = 2.5 (load test per project).

Step 1 — α values by layer

Layer 1 (0–20 ft): su = 1,800 psf, σ'v,avg ≈ 1,200 psf

ψ = 1,800/1,200 = 1.50 > 1.0 → α = 0.5(1.50^−0.25) = 0.5(0.904) = 0.452

Layer 2 (20–35 ft): su = 3,200 psf, σ'v,avg ≈ 2,400 psf

ψ = 3,200/2,400 = 1.33 > 1.0 → α = 0.5(1.33^−0.25) = 0.5(0.934) = 0.467

Step 2 — Skin friction by layer

Shaft perimeter = π × (30/12) = π × 2.5 = 7.854 ft

Layer 1 (0–20 ft):

f_s1 = 0.452 × 1,800 = 814 psf

As1 = 7.854 × 20 = 157.1 ft²

Qs1 = 814 × 157.1 = 127,879 lb = 127.9 kips

Layer 2 (20–35 ft):

f_s2 = 0.467 × 3,200 = 1,494 psf

As2 = 7.854 × 15 = 117.8 ft²

Qs2 = 1,494 × 117.8 = 175,993 lb = 176.0 kips

Step 3 — Tip resistance

Atip = π(2.5/2)² = π(1.25)² = 4.909 ft²

q_p = 9 × su,tip = 9 × 3,200 = 28,800 psf

Qp = 28,800 × 4.909 = 141,379 lb = 141.4 kips

Step 4 — Total and allowable capacity

Q_ult = 127.9 + 176.0 + 141.4 = 445.3 kips

Q_allow = 445.3 / 2.5 = 178.1 kips per shaft

Design load (factored) = 180 × 1.20 = 216 kips > 178.1 kips ✗

Step 5 — Revised design

Increase shaft diameter to 36 in. (perimeter = π × 3.0 = 9.425 ft; A_tip = π × 1.5² = 7.069 ft²):

Qs1 = 814 × (9.425 × 20) = 814 × 188.5 = 153,449 lb = 153.4 kips

Qs2 = 1,494 × (9.425 × 15) = 1,494 × 141.4 = 211,252 lb = 211.3 kips

Qp = 28,800 × 7.069 = 203,587 lb = 203.6 kips

Q_ult = 153.4 + 211.3 + 203.6 = 568.3 kips

Q_allow = 568.3 / 2.5 = 227.3 kips > 216 kips ✓ (FS = 2.63)

Conclusion: A 36 in. diameter CIDH shaft at 35 ft depth provides Q_allow = 227.3 kips with FS = 2.63 ≥ 2.5 per UPRR EIM. UPRR requires a static compressive load test (ASTM D 1143) prior to production shaft installation. Structural design of the crane rail mounting plate and anchor bolts is coordinated with UPRR Engineering and the crane manufacturer.

Reference graphics

Drilled Piles — Construction Tolerances
Drilled Piles — Construction Tolerances
Bored Pile Tremie Concreting
Bored Pile Tremie Concreting
CSL Access Tube Requirements for Drilled Piles
CSL Access Tube Requirements for Drilled Piles
11.11 Practical Recommendations
  1. Always check both bearing capacity and settlement: Bearing capacity governs for short, stiff footings on soft clay; settlement governs for wide footings on compressible soils. Both must satisfy FRA track geometry tolerances (Chapter 12). NSR ESM explicitly requires both analyses in every bridge foundation submission.
  2. Apply client-specific dynamic load factors early: DLF differences between G&W (1.20) and Amtrak (1.50) can change the required pile count by 25% or more on an otherwise identical structure. Confirm the DLF with the client's bridge engineering group before finalizing pile layouts.
  3. Never rely on Meyerhof SPT correlations alone for production pile design: SPT N₆₀ scatter introduces ±30–40% uncertainty in predicted pile capacity. CSXT ES, BNSF EI, and UPRR EIM all require dynamic or static load testing for production foundations. Budget load testing costs into the geotechnical scope from the start.
  4. Check eccentricity for all abutment footings: Longitudinal braking forces and earth pressure moments routinely push the resultant outside the middle third under service loading. AREMA Chapter 8 and client standards require the middle-third check; failing this check forces redesign (wider footing, deeper embedment, or battered pile pair) that should be identified early.
  5. Group efficiency governs intermodal yard pile groups: RTG crane rail loads are high, pile groups are tight, and groups in soft clay commonly exhibit block failure governing over individual pile summation. Always check both mechanisms; UPRR EIM requires explicit block failure documentation.
  6. Address frost depth in CPKC and CN designs: Minimum footing embedment for CPKC (Northern Plains/Rockies) and CN (Prairie provinces) is the local frost depth plus 12 in., typically 6–8 ft. Frost-heave uplift on pile shafts through frozen soils requires bitumen coating of the pile in the active layer — confirm requirements with CPKC TS Section 4.7 and CN ES Chapter 5.
  7. Coordinate with Amtrak ES for NEC underpinning: Amtrak requires that any underpinning or deep foundation work within 25 ft of an active track centerline be reviewed by Amtrak Structures Engineering prior to design finalization. Micropile designs must include a pre-construction structural assessment of the existing footing being underpinned.
Project management · Jacob and Müller (2017)

Estimating Drilled Shafts from a Rig-Day Cost

Weinhold’s chapter on special foundation works prices bored piles from a working-unit day rate. The day rate is the full cost of one rig with its crew, tooling and site containers for one workday, divided by realistic daily production.

The example rig is a cased Kelly rig, rated to 47 in diameter and 59 ft depth, with a 3-person crew on a 10-hour day. Its day rate includes:

  • the crew;
  • the base machine, rotary drive and Kelly bar, at 70% of register rental rates;
  • a support loader and site containers;
  • fuel at 70% utilization;
  • casing sections, casing shoes, augers, a bucket and a core barrel.

Labor was about 28% of the day rate and the base machine about 40%.

The book’s shafts were 35 in diameter and 26–36 ft long, at a production rate of 164 ft per workday. Converted to US units, the cost per foot of shaft is made up of:

  • drilling = day rate ÷ 164 ft (about 60% of the total);
  • concrete at 0.242 CY/ft, plus 10% overrun (about 32%);
  • disposal of 0.242 CY/ft of cuttings (about 8%).

Reinforcing is a separate per-ton item. The other items are priced separately:

  • Mobilization and demobilization: two rig-days, special heavy transport, mileage and fixed costs.
  • Pile-top chipping: 1.6 ft of overpour on each of 64 shafts, subcontracted per CY with a disposal charge.
  • Obstruction removal: an hourly item at one-tenth of the day rate.

A flat 25% markup for overhead, risk and profit was considered acceptable, because bored piling is routine work for bidders.

The chapter lists the bid conditions that affect price:

  • quantities are “for calculation only” and the bidder must verify them;
  • the bidder must state reservations about specified methods in writing;
  • a site visit is mandatory, and known obstructions are to be itemized;
  • unit prices include all ancillary work.

It also notes that load tests on large projects can pay for themselves by allowing pile sizes to be optimized.

For railroad work: For bridge foundations and drilled-shaft retaining walls next to live track, the rig-day framework lets the engineer test how sensitive the cost is to geotechnical findings:

  • slower production in cobbles or rock sockets;
  • temporary versus permanent casing where groundwater or caving is expected;
  • cuttings disposal where railroad spoil handling rules apply;
  • standby hours when work stops for train movements.

Production per workday should reflect the track windows actually available. Obstruction and standby items give the railroad unit prices for those risks instead of leaving them to claims.

Source: Jacob, D. and Müller, C. (Eds.) (2017). Estimating in Heavy Construction: Roads, Bridges, Tunnels, Foundations. Berlin: Ernst & Sohn, pp. 180–192. Summarized and paraphrased. Full reference under Supplemental Sources.

Empirical equation note · this section

Values from these correlations are estimates, not test results. State the equation ID and source when one is used, confirm the soil or rock is within its range, and calibrate against site testing before design.

  • IS-01 SPT energy & procedure correction N₆₀Use: All soils tested by SPT (ASTM D1586). Normalizes blow count to 60% of theoretical free-fall energy, the basis for most U.S. correlations. Limits: CE ranges ~0.5–1.6 depending on hammer type; use measured energy (ASTM D4633) where available. Rod-length factor ranges differ between Skempton (1986) and Youd et al. (2001).
11.12 Foundation Engineering Checklist

Checklist · Part VI · Geotechnical Analysis

Foundation Engineering Checklist

Pre-Design0 of 6
Shallow Foundation Design0 of 5
Pile Foundation Design0 of 7
Deliverables0 of 6
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Plain text version

Pre-Design

  • [ ] Confirm design loads: DL, LL (Cooper E-80), DLF by client, wind/seismic
  • [ ] Review boring logs and laboratory data for all foundation zones
  • [ ] Identify groundwater conditions; obtain FEWL and SWL readings (Chapter 9)
  • [ ] Check scour potential at stream crossings (Chapter 9, Eq. 5-14)
  • [ ] Confirm frost penetration depth for CPKC and CN projects
  • [ ] Identify contaminated soil zones near existing industrial sites

Shallow Foundation Design

  • [ ] Compute q_ult using Vesić equation; verify all factor tables
  • [ ] Apply correct B' and L' for eccentric loading; verify middle-third rule
  • [ ] Check FS ≥ 3.0 (CSXT, NSR) or FS ≥ 2.5 (G&W with borings)
  • [ ] Cross-reference settlement analysis (Chapter 12) for serviceability
  • [ ] Verify D_f ≥ frost depth for CPKC/CN

Pile Foundation Design

  • [ ] Select pile type per client standards (Table 11-3)
  • [ ] Compute Q_s by α- or β-method; compute Q_p; sum Q_ult
  • [ ] Verify FS against Table 11-3 for the testing program planned
  • [ ] Compute group efficiency (Converse-Labarre); check block failure in clay
  • [ ] Check uplift capacity for signal mast and wind-sensitive structures
  • [ ] Specify WEAP analysis per UPRR EIM, BNSF EI, CSXT ES
  • [ ] Specify load test type, quantity, and timing (before production driving)

Deliverables

  • [ ] Foundation analysis memo with all calculations
  • [ ] Boring log cross-section with pile tip elevations marked
  • [ ] Pile driving criteria table (set, stroke, cushion specifications)
  • [ ] Load test plan submitted to client Bridge/Structures Engineering
  • [ ] Settlement calculation summary (Chapter 12 cross-reference)
  • [ ] Coordination memo to NSR Bridge Engineering or Amtrak Structures as applicable
11.13 Practice Questions and Full Answers

Question 6.1 A 6 ft × 6 ft square footing for a G&W signal equipment foundation is embedded 3 ft in stiff lean clay (φ' = 0, s_u = 1,500 psf, γ = 115 pcf). No inclination or moment loading. Compute q_ult and q_allow using FS = 2.5 (G&W EB).

Answer:

At φ' = 0: N_c = 5.14, N_q = 1.00, N_γ = 0.0.

Shape factors (B/L = 1.0, square):

Fcs = 1 + (1.0)(1.00/5.14) = 1 + 0.195 = 1.195

Fqs = 1 + (1.0) tan(0°) = 1.0

Fγs = 1 − 0.4(1.0) = 0.60 (irrelevant; Nγ = 0)

Depth factors (D_f/B = 3/6 = 0.5 < 1):

Fcd = 1 + 0.4(0.5) = 1.20

Fqd = 1.0 (φ' = 0)

Overburden: q = 115 × 3 = 345 psf

q_ult = su·Nc·Fcs·Fcd + q·Nq·Fqs·Fqd

= 1,500(5.14)(1.195)(1.20) + 345(1.0)(1.0)(1.0)

= 1,500(7.36) + 345

= 11,040 + 345

= 11,385 psf

q_allow = (11,385 − 345)/2.5 + 345 = 11,040/2.5 + 345 = 4,416 + 345 = 4,761 psf = 2.38 tsf

Question 6.2 Explain the significance of the effective width B' in eccentric footing design and when AREMA Chapter 8 requires the middle-third check.

Answer: When a foundation carries a moment in addition to a vertical load, the resultant force acts at an eccentricity e = M/P from the footing centroid, shifting the pressure distribution. The effective width B' = B − 2e replaces B in all bearing capacity equations, reducing the available contact area and thus the capacity. AREMA MRE Chapter 8 requires that the resultant fall within the middle third of the footing (e ≤ B/6) under unfactored loading to prevent tension at the footing edge and ensure the soil remains in uniform compression. If e > B/6, the footing must be widened, the load must be recentered through structural geometry changes (battered piles, wider cap), or the embedment must be increased to bring the resultant within limits. This check applies to all bridge abutment footings and retaining wall base slabs subjected to earth pressure moments.

Question 6.3 Using the Meyerhof SPT method, estimate the allowable capacity of a 12 in. diameter closed-end pipe pile driven to 40 ft in medium-dense SP sand (N₆₀ = 18 blows/ft, uniform throughout). D_b = 30 ft in the bearing stratum. Use FS = 3.0 (no load test).

Answer:

Pile diameter B = 12 in = 1.0 ft; perimeter = π × 1.0 = 3.14 ft.

Skin friction (Eq. 11-15):

f_s = 0.02 × 18 = 0.36 tsf = 720 psf

As = 3.14 × 40 = 125.7 ft²

Qs = 720 × 125.7 = 90,504 lb = 45.3 tons

Tip resistance (Eq. 11-16):

q_p = 0.4 × 18 × (30/1.0) = 0.4 × 18 × 30 = 216 tsf

Limit: 4 × 18 = 72 tsf → governs

Atip = π(0.5)² = 0.785 ft²

Qp = 72 × 2,000 × 0.785 / 2,000 = 72 × 0.785 = 56.5 tons

Total capacity:

Q_ult = 45.3 + 56.5 = 101.8 tons = 203.6 kips

Q_allow = 101.8 / 3.0 = 33.9 tons = 67.9 kips (no load test, FS = 3.0)

This estimate would be refined after WEAP analysis and confirmed by CAPWAP or static load test for UPRR/BNSF projects.

Question 6.4 A 4×3 pile group (12 piles total) of 16 in. square concrete piles is installed at 4.0 ft center-to-center spacing (S/D = 3.0). Compute the Converse-Labarre group efficiency and compare to the sum of individual pile capacities if each pile has Q_allow = 120 kips.

Answer:

D = 16 in = 1.333 ft; S = 4.0 ft

θ = arctan(1.333/4.0) = arctan(0.333) = 18.4°

m = 4 columns; n = 3 rows

η = 1 − θ[(n−1)m + (m−1)n] / (90·m·n)

= 1 − 18.4[(3−1)4 + (4−1)3] / (90 × 4 × 3)

= 1 − 18.4[8 + 9] / 1,080

= 1 − 18.4(17) / 1,080

= 1 − 312.8 / 1,080

= 1 − 0.290 = 0.710

Q_group,allow = 12 × 120 × 0.710 = 1,022 kips

Sum of individuals = 12 × 120 = 1,440 kips

Group efficiency reduces available capacity by 29%.

This reduction must be accounted for in the foundation design; if the required group capacity is close to the sum of individuals, the piles must be spread further apart (S/D = 3.5–4.0) or additional piles added.

Question 6.5 Why does Amtrak prefer micropiles for underpinning existing NEC structures rather than driven piles or conventional drilled shafts? What geotechnical parameters govern the micropile design?

Answer: Amtrak preferences micropiles for NEC underpinning for three operational reasons: (1) Micropile installation uses rotary percussion drilling with small-diameter casings (4–10 in.), producing minimal vibration that could disturb track geometry or existing foundations — critical on the NEC where subgrade disturbance can violate FRA Class 7 geometry tolerances (cross-level ≤ 0.5 in.); (2) Drilling rigs are compact and can operate within Amtrak's narrow track-access windows of 4–6 hours; (3) Micropile loads are transferred to competent rock or dense soil at depth, bypassing the compressible fill and alluvial materials common along the NEC corridor.

Governing geotechnical parameters for micropile design are: (a) grout-to-ground unit bond stress (f_b) in the bonded zone, which ranges from 15–45 psi for sands and 5–25 psi for clays based on FHWA ADSC micropile design manual; (b) bonded zone length L_b selected to develop the required capacity; (c) structural capacity of the steel bar/casing core. Capacity: Q_ult = f_b × π × D_drill × L_b. Amtrak ES requires load testing per ASTM D 1143 on 5% of micropiles with a test load of 200% of the design load.

Empirical equation note · this section

Values from these correlations are estimates, not test results. State the equation ID and source when one is used, confirm the soil or rock is within its range, and calibrate against site testing before design.

  • IS-01 SPT energy & procedure correction N₆₀Use: All soils tested by SPT (ASTM D1586). Normalizes blow count to 60% of theoretical free-fall energy, the basis for most U.S. correlations. Limits: CE ranges ~0.5–1.6 depending on hammer type; use measured energy (ASTM D4633) where available. Rod-length factor ranges differ between Skempton (1986) and Youd et al. (2001).
11.14 Cross-References
TopicChapter
SPT N₆₀ and (N₁)₆₀ correction proceduresChapter 6
CPTu tip resistance and friction ratio for soil profilingChapter 7
Soil classification for bearing capacity input (c, φ', γ)Chapter 8
Groundwater and effective stress; scour potentialChapter 9
Settlement analysis (companion to bearing capacity)Chapter 12
Slope stability of embankment around abutmentsChapter 13
Seismic and liquefaction effects on foundation capacityChapter 14
Ground improvement where bearing capacity is inadequateChapter 17
Retaining wall foundation designChapter 16
Track subgrade stress distribution below ballastChapter 2
Pile driving monitoring and CAPWAPChapter 15
Foundation analysis documentation in geotechnical reportsAppendix E
Consolidation and triaxial test data for c, φ', s_u inputChapter 10

End of Chapter 11 — Foundation Engineering: Bearing Capacity

Primary source: USACE EM 1110-1-1804, Geotechnical Investigations (January 2001). Bearing capacity equations follow Vesić (1973) as presented in FHWA GEC No. 5, AASHTO LRFD Bridge Design Specifications, and AREMA MRE Chapter 8.

Author and Sources

Authors: Daniel P. Colwell and Mario Ruel. This chapter was written and compiled by Daniel P. Colwell and Mario Ruel for Railway Ground Hazard Risk Management.

Technical content is drawn from the published sources below, and credit for that material belongs to their authors and publishers. Tables, equations and figures taken from a specific source are also cited where they appear.

Primary sources

  • USACE EM 1110-1-1804, Geotechnical Investigations (2001)
  • Vesić, A. S. (1973). Bearing capacity equations, as presented in FHWA GEC No. 5
  • AASHTO LRFD Bridge Design Specifications
  • AREMA MRE Chapter 8 — Concrete Structures and Foundations

Supplemental sources (LEVI Library)

  • Naval Facilities Engineering Command (1986). Foundations and Earth Structures, Design Manual 7.02 (NAVFAC DM-7.02)
  • U.S. Army Corps of Engineers (1994). Rock Foundations. EM 1110-1-2908
  • Hannigan, P. J., Goble, G. G., Likins, G. E. and Rausche, F. (2006). Design and Construction of Driven Pile Foundations, Vol. I. FHWA NHI-05-042
  • Das, B. M. Principles of Foundation Engineering. Cengage Learning

File locations for these documents are listed under Supplemental Sources — LEVI Library.

Project management sources

  • Jacob, D. and Müller, C. (Eds.) (2017). Estimating in Heavy Construction: Roads, Bridges, Tunnels, Foundations. Berlin: Ernst & Sohn
Supplemental Sources — LEVI Library

Material in the green “Supplemental reference” boxes throughout this chapter was added from the following documents in the LEVI geotechnical library. Text is summarized or paraphrased; tables are reproduced with their original source noted; figures are reproduced from the cited document for internal reference use. Consult the original document before relying on a value for design. Blocks marked “After Selig & Waters (1994)” summarize item S7 for railroad clients; tables are condensed from the book and its figures are not reproduced. Blocks tagged “Project management” summarize methods, examples and figures from the project-management, estimating and construction-management books listed here, applied to railroad work; the closing “For railroad work” note in each block is added by the authors of this manual.

  1. Naval Facilities Engineering Command (1986). Foundations and Earth Structures, Design Manual 7.02 (NAVFAC DM-7.02)
  2. U.S. Army Corps of Engineers (1994). Rock Foundations. EM 1110-1-2908
  3. Hannigan, P. J., Goble, G. G., Likins, G. E. and Rausche, F. (2006). Design and Construction of Driven Pile Foundations, Vol. I. FHWA NHI-05-042
  4. Das, B. M. Principles of Foundation Engineering. Cengage Learning
  5. Profillidis, V. A. (2014). Railway Management and Engineering, 4th ed. Farnham, UK: Ashgate. Chapters 7–9, 11–13, 16–17, 20 and 22 (track system, mechanical behavior of track, subgrade, sleepers, ballast, transverse effects, maintenance, slab track, electrification foundations, safety)
  6. Benesch. Geotechnology for Railroaders Program, Modules 1–8 (two-day training course reference: risk management, geology and soils, ballast and sub ballast, drainage, slides, slope and subgrade stabilization, scour, rock falls, beaver dams, winter problems, spring thaw, extreme weather, earthquakes). Field photographs and figures from the course; slope stabilization process slides adapted from material by D. Colwell
  7. Selig, E. T. and Waters, J. M. (1994). Track Geotechnology and Substructure Management. London: Thomas Telford. Used on this page: ch. 10
  8. Jacob, D. and Müller, C. (Eds.) (2017). Estimating in Heavy Construction: Roads, Bridges, Tunnels, Foundations. Berlin: Ernst & Sohn. Used on this page for project-management material
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